Name of financial adviser: Greg Swaney
FSP Number: FSP473686
Address: 51 Nancy Ave, St Albans, CHRISTCHURCH
Trading name: Alliance Grice Insurance Broking Group
Greg Swaney & Associates Limited
Telephone number: 03 3791 832
Email address: email@example.com
This Disclosure Statement Was Prepared On: 30th April 2018
It is important that you read this document
This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so that I can try to fix the problem.
If you are unable to contact me, or wish to speak with someone else please contact our internal complaints officer by telephoning 09 358 1186, emailing firstname.lastname@example.org. or writing to:
The Complaints Officer
PSC Connect New Zealand Limited
PO Box 105241
If we cannot agree on how to fix the issue, or if you decide not to contact the internal complaints officer, you can contact FSCL (Financial Services Complaints Ltd). This service will cost you nothing, and will help us resolve any disagreements.
You can contact FSCL at:-
Address: P. O. Box 5967, Lambton Quay, Wellington, 6140
Telephone number: 0800 347 257
How am I regulated by the Government?
You can check that I am a registered financial adviser at
The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.
You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under What should you do if something goes wrong?).
I, Greg Swaney, declare that, to the best of my knowledge, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.
Greg Swaney & Associates Limited T/A
Alliance Grice insurance Broking Group
PO Box 31, Christchurch, New Zealand